100 Wall Street, 10th Floor
New York, NY 10005
Telephone: +1 (212) 776-4187

Fax: +1 (347) 287-6951


2018 PHOENIX FINANCIAL SERVICES      Account Disclosures  /  Business Continuity Plan  /  Client Fees  /  Privacy Statement  /  Broker Check

The information provided on this website or in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Phoenix Financial Services or its affiliates to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site, constitutes a solicitation or offer by Phoenix Financial Services or its affiliates to buy or sell any securities, options or other financial instruments or provide any investment advice or service. Nothing herein should be regarded as a representation of future performance. Past performance is not indicative of future performance.

Client Fee Listing as of April 2019

Below is a list of fees that may be charged to your account with Phoenix Financial Services that is custodied at AXOS Clearing. The list of fees does not include customer handling, commissions or any other trade related fee as those fees are disclosed on each trade confirmation. With the exeption of fees that are "pass through", "at cost", "prorated", "interest charged", or that provide a range as a guideline, the fee listed is the highest amount that will be charged for the service provided. Fees may change at any time as permitted by applicable regulations and the terms of the clearing agreement between Phoenix Financial Services and AXOS Clearing.