Phoenix Financial Services is a full service financial services company located in the heart of the financial district in New York City. Phoenix Financial Services was formed to provide a high level of personalized service, which we feel has been lacking at the big “supermarket” financial firms.
Our representatives are fully equipped to help you through the multitude of financial questions that you may come up with on a day to day basis. Our firm is designed to be able to provide you with all of your financial services needs including: financial advice, retirement planning, and financial product analyses.
We also do not have potential conflicts of interest with our clients that many larger financial institutions can have due to market making, proprietary products, and proprietary trading.
To maintain our exceptionally personalized service while still providing a high level of trading execution, Phoenix Financial Services has chosen to be a fully-disclosed broker dealer. This means that all customer funds and securities are safely held with our clearing agent, AXOS Clearing, LLC. Member FINRA & SIPC.
EXTENSIVE INVESTMENT EXPERIENCE
Despite ever-changing market conditions and numerous economic challenges, our experience makes it possible for the firm to provide well managed investment opportunities to investors, corporations, and high net worth individuals.
SPECIALIZING IN PERSONALIZED INVESTMENT SERVICES
FOR INDIVIDUALS AND INSTITUTIONS
SKY'S THE LIMIT
Our company is dedicated to fostering long-term, trusting relationships by conducting business with complete integrity.
Our firm prides itself in offering unique strategies to help grow your assets even in the most turbulent of economic times.
Striving to establish an exceptional reputation, providing ideas with long-term investments that generate attractive returns.
GET YOUR QUESTIONS ANSWERED
"An investment in knowledge pays the best interest."
- Ben Franklin
The securities market is complex, and before you invest in it you will need to have some questions answered. What should you invest in, and when should you invest? What asset mix is best for your financial goals? What’s the difference between “allocation” and “diversification”? How much risk are you willing to take?
These are tough questions that Phoenix Financial Services' experienced financial professionals can help you answer. We realize that the markets are always filled with pockets of opportunities, but investors should recognize that these opportunities come and go. To navigate the markets intelligently, many sophisticated investors are looking for a different course. Some investors want strategies that go beyond conventional and unimaginative approaches.
Phoenix Financial Services can help you navigate the markets, whether the markets may be rising or falling. We may suggest hedging to minimize risk, or we may suggest that you seek to capitalize on the market decline. We are creative and honest, and our qualified staff will devote its resources to bring you cutting edge ideas, actionable recommendations and personalized service.
Annuities can provide you with tax-deferred growth and no IRS imposed annual contribution limits on non-qualified contributions. They can also provide you with an income stream in retirement that you cannot outlive. Annuities can also provide other benefits such as: tax-deferred interest and safety of principal. Investors purchasing variable annuities should consider the investment objectives, risks, and charges and expenses of the investment company carefully before investing. Please consult the prospectus which contains this and other information about the investment company. Investors should always read the prospectus carefully before investing in any variable product.
Phoenix Financial Services provides full service capital raising capabilities, accessing capital through both the private and public markets. We recognize that every situation is unique, and we take the extra time to assess the particular needs of each client company to determine the most effective strategy for raising capital. Phoenix Financial Services' investment bankers devise appropriate structural and capital strategies, based on the client's strategic goals.
Working within the private market, Phoenix Financial Services fosters relationships with a wide range of lenders, including domestic and commercial banks, insurance companies,
high-net worth individuals, finance companies, institutional investors, and a number of specialized pools of capital. These funding sources place a great deal of trust in Phoenix Financial Services' ability to identify promising business opportunities.
REGULATION BEST INTEREST
On June 5, 2019, the Securities and Exchange Commission (“Commission”) adopted Regulation Best Interest, which establishes a new standard of conduct under the Securities Exchange Act of 1934 (“Exchange Act”) for broker-dealers and natural persons who are associated persons of a broker-dealer when making a recommendation of any securities transaction or investment strategy involving securities (including account recommendations) to a retail customer. When making such a recommendation to a retail customer, we must act in the best interest of the retail customer at the time the recommendation is made, without placing our financial or other interest ahead of the retail customer’s interests.
Below are the links to all relevant information pursuant to Regulation Best Interest. For more information please contact us via Email, Phone or Contact form listed below.