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FINRA   |    MSRB    |    SIPC

We clear through Axos Clearing, LLC a wholely owned subsidary of Axos Financial (Ticker: AX on the NYSE).  Axos Bank has over $15 billion in assets.

Phoenix Financial Services specializes in alternative investments for high net worth individuals, family offices, and small-to-mid-size institutions. Our investments are intended to complement your existing investment portfolio, whether that portfolio is self-managed or managed by a typical "big box financial firm. 

real estate PROJECTS


market analysis

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investment banking


On June 5, 2019, the Securities and Exchange Commission (“Commission”) adopted Regulation Best Interest, which establishes a new standard of conduct under the Securities Exchange Act of 1934 (“Exchange Act”) for broker-dealers and natural persons who are associated persons of a broker-dealer when making a recommendation of any securities transaction or investment strategy involving securities (including account recommendations) to a retail customer. When making such a recommendation to a retail customer, we must act in the best interest of the retail customer at the time the recommendation is made, without placing our financial or other interest ahead of the retail customer’s interests.

Below are the links to all relevant information pursuant to Regulation Best Interest. For more information please contact us via Email, Phone or Contact form listed below.

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