ABOUT PHOENIX FINANCIAL SERVICES

We are a comprehensive financial services company, located in the heart of the financial district in New York City. Phoenix Financial Services was created to provide a high level of personalized service, which we feel has been lacking at the big “supermarket” firms.

Our representatives are fully equipped and available to answer your financial questions and provide all of your financial service needs, including financial advice, retirement planning, and financial product analyses.

We specialize in alternative investments which may complement your existing investment portfolio.  Many of these products are unavailable to most investors who are trading at “discount brokerages” or “big box financial firms.” 

To maintain our exceptionally personalized service while still providing a high level of trading execution, Phoenix Financial Services has chosen to be a fully-disclosed broker dealer. This means that all customer funds and securities are safely held with our clearing agent, AXOS Clearing, LLC. Axos Clearing, LLC is a wholly owned subsidiary of Axos Financial (Ticker: AX on the NYSE). Axos has over $15 billion in assets.  

 

Phoenix Financial Services is a member of FINRA & SIPC.

Analytics

extensive
investment experience

Despite ever-changing market conditions and numerous economic challenges, our experience makes it possible for the firm to provide well managed investment opportunities to investors, corporations, and high net worth individuals.

SPECIALIZING IN PERSONALIZED INVESTMENT SERVICES FOR INDIVIDUALS AND INSTITUTIONS

integrity

We're dedicated to fostering long-term, trusting relationships by conducting business with complete integrity.

ideas

Our firm prides itself on offering unique strategies to help grow your assets, even in the most turbulent of economic times.

innovation

We strive to establish an exceptional reputation, providing ideas with long-term investments that generate attractive returns.

financial advice

The securities market is complex, and before you invest in it you will need to have some questions answered. What should you invest in, and when should you invest? What asset mix is best for your financial goals? What’s the difference between allocation and diversification? How much risk are you willing to take?

These are tough questions that Phoenix Financial Services' experienced financial professionals can help you answer. We realize that the markets are always filled with pockets of opportunities, but investors should recognize that these opportunities come and go. To navigate the markets intelligently, many sophisticated investors are looking for a different course. Some investors want strategies that go beyond conventional and unimaginative approaches.

Phoenix Financial Services can help you navigate the markets, whether they're rising or falling. We may suggest hedging to minimize risk, or we may suggest that you seek to capitalize on the market decline. We are creative and honest, and our qualified staff devotes all of their resources to bring you cutting edge ideas, actionable recommendations, and personalized service.

retirement & annuities

Annuities can provide tax-deferred growth without IRS imposed annual contribution limits on non-qualified contributions. They can also provide you with an income stream in retirement that you cannot outlive.

 

Annuities also provide other benefits such as tax-deferred interest and safety of principal. Investors purchasing variable annuities should consider the investment objectives, risks, and charges and expenses of the investment company carefully before investing.

 

Please consult the prospectus which contains this and other information about the investment company.

 

Investors should always read the prospectus carefully before investing in any variable product.

broad markets

Phoenix Financial Services provides full service capital raising capabilities, accessing capital through both the private and public markets.

 

We recognize that every situation is unique and we take the extra time to assess the particular needs of each client company to determine the most effective strategy for raising capital.

 

Phoenix Financial Services' investment bankers devise appropriate structural and capital strategies, based on the client's strategic goals. 

strong relationships

Working within the private market,  Phoenix Financial Services fosters relationships with a wide range of lenders, including domestic and commercial banks, insurance companies, high-net worth individuals, finance companies, institutional investors, and a number of specialized pools of capital.

 

These funding sources place a great deal of trust in Phoenix Financial Services' ability to identify promising business opportunities. 

professional assistance

We assist clients in all aspects of mergers and acquisitions. We are sensitive to the issues that surround business decisions, such as finding the right buyer or seller, price negotiation, and ensuring ongoing satisfaction of commitments made to the company's employees and community.

 

Mergers and divestitures can provide liquidity to a company or its owners and can enable companies to focus their talent and resources on the most profitable of its business activities. 

optimal results

As a result of our extensive relationships in both the private and public financing arenas, and our experience with a broad range of industries, Phoenix Financial Services can develop an optimal financing structure to complement management objectives so that your company is better situated to seize present market opportunities.